Course description
Since the introduction of the Senior Managers and Certification Regime (SM&CR) it has been a requirement to train staff members on the conduct rules, including senior managers.
There are two tiers of conduct rules, the first applies to all staff and the second applies to senior managers. This course is designed for senior managers, covering both tiers of the rules with detailed explanations of the FCA’s expectations.
This course also highlights the steps senior managers can take to comply with the duty of responsibility and therefore protect themselves against regulatory action. If you want to purchase the training in bulk for larger teams rather than per person, please reach out to us through the "Contact Provider" button.
Upcoming start dates
Training Course Content
- Welcome to the Course
- Introduction to the SM&CR and the Role of the FCA
- Individual Conduct Rules (Tier 1)
- Senior Manager Conduct Rules
- Compliance, Reporting and Enforcement
- Conduct Rules and the Consumer Duty
- Next Steps
Course delivery details
Features include:
- Access anywhere including on mobile devices
- No hosting required
- Request bespoke course design
- Bulk sign-up assistance
- Test at end to ensure learning
- Certificate of learning provided
- Track completion
- MI reporting
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RB Compliance Consultancy LTD
We are financial services training and consultancy experts. Our e-learning courses, reflecting our expertise, are focused on FCA and Data Protection Compliance. Our USP is engagement, our passion is to break the notion that compliance training is boring which we...