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Training & Competence - Evidencing Your Expertise & What the FCA Expects - Learn Live

Length
6 hours
Next course start
22 January, 2025 See details
Course delivery
Virtual Classroom
Length
6 hours
Next course start
22 January, 2025 See details
Course delivery
Virtual Classroom

Course description

Your focus on the content and operation of your Training & Competence Scheme will provide a solid foundation for the success of your firm at senior and operational level as well as in terms of individual staff development.


Presented by compliance expert Julie Ampadu, this live and interactive session will focus on the practical elements of training and competence. It will explore how they complement your risk, HR and performance management frameworks and contribute to providing you with key management information that helps to evidence the high quality governance of your firm and the success of your business.


Aimed at managers within FCA authorised and regulated firms, the topics covered will include the FCA’s rules, recruitment, induction, KPIs, CPD, feeding information back to senior management, and much more.

Upcoming start dates

1 start date available

22 January, 2025

  • Virtual Classroom
  • Online
  • English

Outcome / Qualification etc.

Following all MBL courses, a certificate of attendance will be provided for those who are required to evidence their CPD activity to a professional body.

Training Course Content

Introduction

Your focus on the content and operation of your Training & Competence Scheme will provide a solid foundation for the success of your firm at senior level, operational level and individual staff development.

This live and interactive session is focused on learning about the practical elements of training and competence and how they complement your risk framework, HR framework, performance management framework and contribute to providing you with key management information that helps to evidence the high quality governance of your firm and the success of your business.

This live session is aimed at managers within FCA authorised and regulated firms.

What You Will Learn

This live and interactive broadcast will cover the following:

  • Training and competence - the FCA rules
  • The objectives of a Training & Competence Scheme
  • Recruitment
  • Induction
  • Attaining competence
  • Maintenance of competence
  • Key performance indicators
  • Personal training & competence records
  • Continued professional development (CPD)
  • Knowledge and skills assessments
  • Standards not met
  • Long term absences
  • Feeding information back to senior management

Expenses

From £486
MBL Seminars Limited
C/o Law Business Research
Holborn Gate, 330 High Holborn
WC1V 7QT London

MBL Seminars Limited

With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...

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