Course description
This virtual classroom seminar will be relevant to managers, certified roles and compliance functions of FCA authorised firms.
The Principal/AR model can be beneficial for firms and consumers within the financial services sector, but only if you know what you’re doing.This session will ensure that you are put clearly in the picture as to what the FCA expects and what you need to avoid.
Presented by the highly experienced and popular speaker Julie Ampadu, the session will explore why the model can be beneficial, what a good operating model looks like, what to do if it all goes wrong, and much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This virtual classroom seminar will be relevant to managers, certified roles and compliance functions of FCA authorised firms and focuses on the new deadline of 8 December 2022.
The Principal/AR model can be beneficial for firms and consumers within the financial services sector, but only if you know what you’re doing.
This session will ensure that you are put clearly in the picture as to what the FCA expects and what you need to avoid.
What You Will Learn
This live and interactive session will cover the following:
- Appointed representatives and the principal firm - how does it work?
- Why the model can be beneficial to firms and consumers
- What the FCA expects
- The challenges
- What a good Principal/AR operating model looks like
- What to do if it all goes wrong
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...