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Professional Training

Introduction to the FCA

Length
Self Paced
Price
20 GBP excl. VAT
Next course start
Start Anytime! See details
Course delivery
Self-Paced Online
Length
Self Paced
Price
20 GBP excl. VAT
Next course start
Start Anytime! See details
Course delivery
Self-Paced Online
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Course description

Those working in financial services need to understand the conduct regulator, the Financial Conduct Authority (FCA). This course helps them with just that, detailing the events which led to the creation of the regulator, their powers and explaining the methods they use to regulate financial services.

Throughout the interactive course practical examples are used to help place the learning point into the learner’s working environment. The learner will also learn about the importance of the FCA handbook, Conduct Rules and Consumer Duty.

This course is designed for all staff who work in financial services. If you want to purchase the training in bulk for larger teams rather than per person, please reach out to us through the "Contact Provider" button.

Upcoming start dates

1 start date available

Start Anytime!

  • Self-Paced Online
  • Online
  • English

Training Course Content


  1. Welcome to the Course
  2. The Power of Regulation
  3. The Law
  4. How the FCA Supervise
  5. Authorisation
  6. Standards
  7. Supervision
  8. Enforcement
  9. Summary
  10. Next Steps

Course delivery details

Features include:

  • Access anywhere including on mobile devices
  • No hosting required
  • Request bespoke course design
  • Bulk sign-up assistance
  • Test at end to ensure learning
  • Certificate of learning provided
  • Track completion
  • MI reporting

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RB Compliance Consultancy LTD
11 Rochester Place, Dinnington
NE13 7NU Newcastle Upon Tyne Tyne and Wear

RB Compliance Consultancy LTD

We are financial services training and consultancy experts. Our e-learning courses, reflecting our expertise, are focused on FCA and Data Protection Compliance. Our USP is engagement, our passion is to break the notion that compliance training is boring which we...

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