Course description
Those working in financial services need to understand the conduct regulator, the Financial Conduct Authority (FCA). This course helps them with just that, detailing the events which led to the creation of the regulator, their powers and explaining the methods they use to regulate financial services.
Throughout the interactive course practical examples are used to help place the learning point into the learner’s working environment. The learner will also learn about the importance of the FCA handbook, Conduct Rules and Consumer Duty.
This course is designed for all staff who work in financial services. If you want to purchase the training in bulk for larger teams rather than per person, please reach out to us through the "Contact Provider" button.
Upcoming start dates
Training Course Content
- Welcome to the Course
- The Power of Regulation
- The Law
- How the FCA Supervise
- Authorisation
- Standards
- Supervision
- Enforcement
- Summary
- Next Steps
Course delivery details
Features include:
- Access anywhere including on mobile devices
- No hosting required
- Request bespoke course design
- Bulk sign-up assistance
- Test at end to ensure learning
- Certificate of learning provided
- Track completion
- MI reporting
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RB Compliance Consultancy LTD
We are financial services training and consultancy experts. Our e-learning courses, reflecting our expertise, are focused on FCA and Data Protection Compliance. Our USP is engagement, our passion is to break the notion that compliance training is boring which we...