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Risk Management and the Regulatory Requirements in Banks
Fitch Learning
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Professional Training
4.8
(4)
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From 2,245 GBP
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Multiple (3)
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Multiple (3)
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Classroom, Virtual Classroom
The goal of this course is to understand how risks are categorized, quantified, monitored and managed within banks, and the...
LFS Capital Markets Fundamentals
London Financial Studies
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Professional Training
5.0
(1)
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From 4,320 GBP
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Multiple (3)
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Classroom
The Capital Markets are the main arenas where borrowers, lenders and investors – Governments, Central Banks, Banks, Insurance Companies, Fund...
Compliance Monitoring - The Impact of the Consumer Duty (Public Course)
Corporate Training Partnerships
|
Professional Training
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From 475 GBP
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Multiple (2)
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Classroom, Virtual Classroom
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
Emerging Compliance Risks in Investment Banking
FourthLine Learning
|
Professional Training
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From 1,600 GBP
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London
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Classroom
Financial institutions find themselves to be continually exposed to a variety of global compliance and operational risks, all of which...
Risk Based Compliance Monitoring under the FCA
Corporate Training Partnerships
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Professional Training
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From 745 GBP
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Multiple (3)
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Classroom, Virtual Classroom, In Company
Today, Compliance managers are under more pressure than ever to make sure they are targeting risks, and resources, as effectively...
Third Party Oversight and Best Practices
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
Getting CASS Right | Leading from the Top
FourthLine Learning
|
Professional Training
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From 1,600 GBP
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Multiple (3)
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Classroom
With continued focus from the FCA and the ever-expanding scope of the Senior Managers’ and Certification Regime (SMCR), the importance...
Fighting Financial Crime in Insurance – Essentials
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
The UK saw over half a million insurance frauds detected in 2019, with insurance fraud detected every minute. From lying...
The Extension of SM&CR and the Impact on Senior Management
FourthLine Learning
|
Professional Training
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From 1,600 GBP
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London
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Classroom
The extension of the Senior Managers and Certification Regime (SM&CR) to investment firms in December 2019 represents a major overhaul...
Managing & Controlling Your CASS Audit
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
This course will provide participants with the knowledge, skills, ideas and frameworks to improve the proactive management and control of...
Tackling Financial Crime Through Integrated KYC and AML Techniques
FourthLine Learning
|
Professional Training
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Beginner level
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From 799 GBP
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London
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Classroom
Leading financial institutions are rethinking their organisational structures to manage financial crime risk more effectively. The integration of and alignment...
Technology Solutions for CASS Challenges
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
Encouraging CASS Compliant Organisations through Regulatory Awareness and Technical Know-how
FourthLine Learning
|
Professional Training
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From 1,400 GBP
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London
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Classroom
This course is an in-depth 2-day workshop which aims to cover all the key areas impacted by CASS and how...
Money Laundering & The Bribery Act
BPP Professional Education
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Professional Training
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From 455 GBP
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Multiple (2)
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Classroom, Virtual Classroom, Self-Paced Online
Overview Money Laundering and Bribery are two key areas for solicitors, requiring compliance with legislative and professional guidelines. Compliance with...
Client Money & Assets (the CASS Regime) - Identify, Assess & Reduce Risks
BPP Professional Education
|
Professional Training
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From 650 GBP
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Multiple (2)
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Multiple (2)
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Classroom, Self-Paced Online
Overview How client money and assets are handled by FCA-regulated firms is a core focus for the Financial Conduct Authority,...
Bank Regulation: Impact and Implications of Evolving Regimes
Moody's Analytics
|
Professional Training
4.5
(8)
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Intermediate level
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From 1,795 GBP
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Multiple (2)
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Classroom
The 2008 financial crisis and subsequent bank failures led to major global regulatory change. This two-day course introduces the architecture...
Financial Crime – Interpretations and the Practical Application
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
The FCA has increased its efforts to fight every aspect of financial crime and expects firms to understand where the...
Mastering Conduct, Culture and Ethics
FourthLine Learning
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Professional Training
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From 1,200 GBP
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London
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Classroom
The role and expectations of the Financial Services industry in society has fundamentally changed in the last decade. The business...
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