Course description
Improving CASS Reconciliations Management
This course will provide delegates with the knowledge, frameworks and skills to improve Client Asset Reconciliation Management.
In order to maintain compliance in a sustainable manner, it is essential that a business knows what money is moving in and out on a daily basis, at a minimum. Ineffective reconciliation processes have been the route cause of many fines over the course of the last decade, whether it be failure to perform internal client money reconciliations or inability to remedy an error in a timely enough manner, this is not a part of the client money process that should be ignored.
Benefits of attending:
- Make critical decisions
- Navigate market complexity
- Acquire new tools, techniques, methods
- Improve confidence through peer networking
Do you work at this organisation and want to update this page?
Is there out-of-date information about your organisation or courses published here? Fill out this form to get in touch with us.
Suitability - Who should attend?
Who should attend:
- Professionals responsible for carrying out reconciliations
- Compliance professionals
- Risk professionals
- Internal audit professionals
Choose this course when:
- Introducing New Capabilities, methods and techniques
- Developing learnt responses to critical situations
- Improving knowledge & awareness
- Developing desired behaviours within culture
Outcome / Qualification etc.
Learning outcomes:
- Understand the importance of reconciliations
- Make data integrity a core part of your reconciliations process
- Analyse the various tools available
- Improve MI in relation to reconciliations
- Understand the requirements of the rules
- Improve your understanding of internal & external reconciliations for both custody & client money
- Walk away with industry best practices & learn from other leading firm's approaches to dealing with common challenges
Ads