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The Extension of SM&CR and the Impact on Senior Management
FourthLine Learning
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Professional Training
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From 1,600 GBP
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London
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Classroom
The extension of the Senior Managers and Certification Regime (SM&CR) to investment firms in December 2019 represents a major overhaul...
Conduct, Culture and Ethics in Financial Services
FourthLine Learning
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Professional Training
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From 1,400 GBP
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London
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Classroom
The role and expectations of the Financial Services industry in society has fundamentally changed in the last decade. The business...
Managing & Controlling Your CASS Audit
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
This course will provide participants with the knowledge, skills, ideas and frameworks to improve the proactive management and control of...
Tackling Financial Crime Through Integrated KYC and AML Techniques
FourthLine Learning
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Professional Training
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Beginner level
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From 799 GBP
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London
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Classroom
Leading financial institutions are rethinking their organisational structures to manage financial crime risk more effectively. The integration of and alignment...
Improving CASS Reconciliations Management
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
This course will provide delegates with the knowledge, frameworks and skills to improve Client Asset Reconciliation Management. In order to...
Embedding CASS Culture through Robust Governance
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
Focussed across the lines of defence, this workshop aims to provide a practical and in-depth knowledge base around what CASS...
Bank Regulation: Impact and Implications of Evolving Regimes
Moody's Analytics
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Professional Training
4.5
(8)
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Intermediate level
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From 1,795 GBP
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Multiple (2)
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Classroom
The 2008 financial crisis and subsequent bank failures led to major global regulatory change. This two-day course introduces the architecture...
Financial Crime – Interpretations and the Practical Application
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
The FCA has increased its efforts to fight every aspect of financial crime and expects firms to understand where the...
Fighting Financial Crime in Insurance – Essentials
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
The UK saw over half a million insurance frauds detected in 2019, with insurance fraud detected every minute. From lying...
Mastering Senior Managers & Certification Regime in the Insurance Sector
FourthLine Learning
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Professional Training
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Advanced level
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From 799 GBP
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London
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Classroom
The regulators are extending the Senior Managers and Certification Regime (SM&CR) to all authorised firms to replace the Approved Persons...
Mastering Financial Crime Risks
FourthLine Learning
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Professional Training
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From 1,600 GBP
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London
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Classroom
Financial crime is estimated to cost the UK economy £14.4 billion a year, with significant impact being felt by both...
Client Money & Assets (the CASS Regime) - Identify, Assess & Reduce Risks
BPP Professional Education
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Professional Training
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From 650 GBP
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05/12/2024
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Multiple (2)
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Classroom, Self-Paced Online
Overview How client money and assets are handled by FCA-regulated firms is a core focus for the Financial Conduct Authority,...
Managing Financial Crime & Fraud in the Insurance Sector – The Three Emerging Trends
FourthLine Learning
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Professional Training
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From 1,600 GBP
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London
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Classroom
Insurance fraud is not a victimless crime and affects everyone in the UK. The UK Association of British Insurers estimates...
Achieving an Effective & Efficient CASS Audit
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
Although the FCA has been conducting CASS audits for several years at this point, firms still face many challenges whilst...
Mastering Conduct, Culture and Ethics
FourthLine Learning
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Professional Training
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From 1,200 GBP
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London
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Classroom
The role and expectations of the Financial Services industry in society has fundamentally changed in the last decade. The business...
Implementing and Embedding Senior Managers & Certification Regime in the Retail Banking Sector
FourthLine Learning
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Professional Training
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Advanced level
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From 799 GBP
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London
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Classroom
The Senior Managers & Certification Regime (SM&CR) came into effect for retail banks from December 2016. It replaced the existing...
Money Laundering & The Bribery Act
BPP Professional Education
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Professional Training
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From 455 GBP
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Multiple (2)
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Classroom, Virtual Classroom, Self-Paced Online
Overview Money Laundering and Bribery are two key areas for solicitors, requiring compliance with legislative and professional guidelines. Compliance with...
The Role of the MLRO
FourthLine Learning
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Professional Training
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From 799 GBP
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Multiple (2)
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Classroom
This 1-day workshop is designed to be a comprehensive analysis of the role and responsibilities of a Money Laundering Reporting...
Tackling Financial Crime Through Integrated KYC and AML Techniques
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
Leading financial institutions are rethinking their organisational structures to manage financial crime risk more effectively. The integration of and alignment...
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