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Technology Solutions for CASS Challenges
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
Best Execution (Live Online) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
Analytical Instrument Qualification and System Validation
ComplianceOnline
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Short University Courses
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Nationwide
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In Company
Analytical equipment should be qualified, and computer systems should be validated to demonstrate suitability for their intended use. To be...
Outsourcing in Financial Services (Public Course) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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This course results in CPD hours
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Multiple (2)
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Virtual Classroom, In Company
Financial services institutions enter into outsourcing arrangments for a variety of purposes, including: costs savings; streamlining; process improvements; restructuring; and...
Outsourcing in Financial Services (Public Course)
Corporate Training Partnerships
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Professional Training
4.7
(22)
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This course results in CPD hours
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From 745 GBP
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Multiple (2)
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Virtual Classroom, In Company
Financial services institutions enter into outsourcing arrangments for a variety of purposes, including: costs savings; streamlining; process improvements; restructuring; and...
Inward Processing (IP) Workshop
Strong & Herd LLP
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Professional Training
5.0
(1)
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From 485 GBP
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Multiple (2)
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Virtual Classroom, In Company
Inward Processing Relief (IP) can save you a lot of money but can also prove quite a headache! Whether you...
Embedding CASS Culture through Robust Governance
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
Focussed across the lines of defence, this workshop aims to provide a practical and in-depth knowledge base around what CASS...
The Role of the MLRO
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
This 1-day workshop is designed to be a comprehensive analysis of the role and responsibilities of a Money Laundering Reporting...
Mastering Conduct, Culture and Ethics
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
The role and expectations of the Financial Services industry in society has fundamentally changed in the last decade. The business...
Mastering Senior Managers & Certification Regime in the Insurance Sector
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
The regulators are extending the Senior Managers and Certification Regime (SM&CR) to all authorised firms to replace the Approved Persons...
Implementing and Embedding Senior Managers & Certification Regime in the Retail Banking Sector
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
The Senior Managers & Certification Regime (SM&CR) came into effect for retail banks from December 2016. It replaced the existing...
Senior Managers and Certification Regime - The Role of HR (Live Online) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
It is no longer possible for HR professionals in financial services organisations to leave all regulatory matters and responsibilities in...
Benchmarking people policies for the Consumer Duty and SMCR
Corporate Training Partnerships
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Professional Training
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Course outline and objectives Two significant regulatory developments have been taking place during the summer of 2023. All retail firms...
Conduct Rules and the Consumer Duty - Best Practice Approaches
Corporate Training Partnerships
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Professional Training
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
With the Consumer Duty implemented from 1st August, it is imperative that all staff throughout the organisation are fully aware...
Foundation in FCA Regulation
Corporate Training Partnerships
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Professional Training
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From 745 GBP
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Multiple (3)
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Classroom, Virtual Classroom, In Company
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
Foundation in FCA Regulation (Live Online) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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In Company, Virtual Classroom
This focused course will provide a clear and easily digestible overview of the new FCA regulatory framework (touching also on...
Understanding The New Consumer Duty for FCA regulated Firms (Public Course) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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In Company, Virtual Classroom
With the FCA's Consumer Duty coming into force on 31 July this year, staff need to be ready and on...
Greenwashing Unmasked: Detecting misleading tactics
Corporate Training Partnerships
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Professional Training
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From 425 GBP
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Multiple (2)
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Virtual Classroom, In Company
In the world of sustainable investing and responsible business practices, the concept of greenwashing has become a prevalent and concerning...
Market Abuse: Themes, Hot Topics and Trends
Corporate Training Partnerships
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Professional Training
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Market abuse refers to the unlawful behaviour of one or more participants in the financial markets which compromise the market's...
Board Reporting for FCA and Dual Regulated Firms (Live Online) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
The Boards of financial institutions are under increasing pressure to respond to difficult questions about how they provide oversight over...
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