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Embedding CASS Culture through Robust Governance
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
Focussed across the lines of defence, this workshop aims to provide a practical and in-depth knowledge base around what CASS...
Market Abuse: Themes, Hot Topics and Trends
Corporate Training Partnerships
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Professional Training
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From 445 GBP
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Multiple (2)
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Virtual Classroom, In Company
Market abuse refers to the unlawful behaviour of one or more participants in the financial markets which compromise the market's...
Getting CASS Right | Leading from the Top
FourthLine Learning
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Professional Training
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From 1,600 GBP
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Multiple (3)
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Classroom
With continued focus from the FCA and the ever-expanding scope of the Senior Managers’ and Certification Regime (SMCR), the importance...
The Extension of SM&CR and the Impact on Senior Management
FourthLine Learning
|
Professional Training
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From 1,600 GBP
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London
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Classroom
The extension of the Senior Managers and Certification Regime (SM&CR) to investment firms in December 2019 represents a major overhaul...
Embedding CASS Culture through Robust Governance
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
Focussed across the lines of defence, this workshop aims to provide a practical and in-depth knowledge base around what CASS...
Best Execution (Live Online) - In House Training
Corporate Training Partnerships
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Corporate Training for Teams
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Multiple (2)
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Virtual Classroom, In Company
The FCA rules, guidance and ‘standards’ for Best Execution have been in place since the MiFID era and updated in...
Artificial Intelligence (AI) and FCA Compliance: A primer for Compliance, Risk and Internal Audit
Corporate Training Partnerships
|
Professional Training
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From 745 GBP
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Multiple (2)
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Virtual Classroom, In Company
Artificial Intelligence ("AI"), or more specifically Machine Learning, Data Science and Neural Networks have come to the fore with the...
Encouraging CASS Compliant Organisations through Regulatory Awareness and Technical Know-how
FourthLine Learning
|
Professional Training
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From 1,400 GBP
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London
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Classroom
This course is an in-depth 2-day workshop which aims to cover all the key areas impacted by CASS and how...
Managing & Controlling Your CASS Audit
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
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Classroom
This course will provide participants with the knowledge, skills, ideas and frameworks to improve the proactive management and control of...
Implementing and Embedding Senior Managers & Certification Regime in the Retail Banking Sector
FourthLine Learning
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Corporate Training for Teams
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Nationwide
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In Company
The Senior Managers & Certification Regime (SM&CR) came into effect for retail banks from December 2016. It replaced the existing...
Third Party Oversight and Best Practices
FourthLine Learning
|
Professional Training
-
From 799 GBP
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London
-
Classroom
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
Implementing and Embedding Senior Managers & Certification Regime in the Retail Banking Sector
FourthLine Learning
|
Professional Training
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Advanced level
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From 799 GBP
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London
-
Classroom
The Senior Managers & Certification Regime (SM&CR) came into effect for retail banks from December 2016. It replaced the existing...
FRC CASS Assurance Standard & Control Mapping
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
The introduction of the FRC CASS Assurance Standard brought with it some new requirements for CASS firms, primarily the documentation...
Technology Solutions for CASS Challenges
FourthLine Learning
|
Professional Training
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From 799 GBP
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London
-
Classroom
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
Third Party Oversight and Best Practices
FourthLine Learning
|
Corporate Training for Teams
-
Nationwide
-
In Company
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
Mastering Senior Managers & Certification Regime in the Insurance Sector
FourthLine Learning
|
Corporate Training for Teams
-
Nationwide
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In Company
The regulators are extending the Senior Managers and Certification Regime (SM&CR) to all authorised firms to replace the Approved Persons...
Technology Solutions for CASS Challenges
FourthLine Learning
|
Corporate Training for Teams
-
Nationwide
-
In Company
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
Mastering Senior Managers & Certification Regime in the Insurance Sector
FourthLine Learning
|
Professional Training
-
Advanced level
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From 799 GBP
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London
-
Classroom
The regulators are extending the Senior Managers and Certification Regime (SM&CR) to all authorised firms to replace the Approved Persons...
Displaying 21-38 of 38 results
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