FRC CASS Assurance Standard & Control Mapping

Course description

FRC CASS Assurance Standard & Control Mapping

The introduction of the FRC CASS Assurance Standard brought with it some new requirements for CASS firms, primarily the documentation and mapping of CASS risks & controls to CASS rules. This session explores what the FRC CASS Assurance Standard requires from firms and how firms can meet those requirements.

Benefits of attending:

Equipping you with the knowledge on how to best to capture CASS risks & controls.
Providing you with different options on how best to maintain the accuracy and completeness of CASS risks & controls.
Ensuring you stay ahead of your auditor reducing the likelihood of adverse audit reports and overrun fees.
Empowering you to create a stronger CASS culture at your firm.
Cascading knowledge across your firm.

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Suitability - Who should attend?

Who should attend:

CF10a
Head of CASS Oversight/Assurance
CASS Oversight/Assurance team
CASS Committee member
Compliance
Operational Risk
Internal Audit
Operations

Choose this course when:

Firms looking to enhance their CASS risks & controls documentation or looking to strike the right balance between being compliant and being efficient with resourcing.

Outcome / Qualification etc.

Learning outcomes:

Understand the content of the FRC CASS Assurance Standard.
Understand how the Standard applies to CASS firms.
Understand how to satisfy audit requirements without creating an onerous controls framework to maintain.
Understand what the FRC CASS Assurance Standard means for CASS auditors.