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FCA Regulation & Wind-Down Planning - Are You Prepared?
MBL Seminars Limited
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Professional Training
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22/09/2025
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London
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Classroom
A wind-down plan is compulsory for all regulated firms, not just those in financial distress and the regulator requires all...
Anti-Money Laundering and Financial Crime Investigation Certification Training Course
Rcademy
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Professional Training
5.0
(1)
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From 1,175 GBP
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Multiple (3)
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Multiple (4)
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Classroom, Virtual Classroom
The financial service system faces an increasingly difficult work terrain due to regulatory changes and the ever-increasing standards expected by...
Emerging Compliance Risks in Investment Banking
FourthLine Learning
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Professional Training
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From 1,600 GBP
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London
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Classroom
Financial institutions find themselves to be continually exposed to a variety of global compliance and operational risks, all of which...
International Trade Compliance Manager F2F
Strong & Herd LLP
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Professional Training
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This course results in CPD hours
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Advanced level
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From 765 GBP
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Multiple (2)
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Classroom, In Company
This course has become a popular session for anyone involved in looking after International Trade and Customs Compliance in a...
Risk Based Compliance Monitoring under the FCA
Corporate Training Partnerships
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Professional Training
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From 745 GBP
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Multiple (3)
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Classroom, Virtual Classroom, In Company
Today, Compliance managers are under more pressure than ever to make sure they are targeting risks, and resources, as effectively...
Regulatory Compliance Officer Level 4
Babington
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Apprenticeship training for companies
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Top 10 Course
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Multiple (2)
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Classroom, Self-Paced Online
Organisations must act in line with relevant regulations and legislation, whilst also ensuring they are not having a negative effect...
IMC Unit 1
BPP Professional Education
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Professional Training
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From 600 GBP
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Multiple (2)
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Classroom, Virtual Classroom
The Investment Management Certificate (IMC) opens doors in the investment industry and teaches you to be fluent in the language...
IMC Unit 2
BPP Professional Education
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Professional Training
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From 800 GBP
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Multiple (2)
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Classroom, Virtual Classroom
The Investment Management Certificate (IMC) opens doors in the investment industry and teaches you to be fluent in the language...
Compliance Monitoring - The Impact of the Consumer Duty (Public Course)
Corporate Training Partnerships
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Professional Training
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From 475 GBP
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Multiple (2)
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Classroom, Virtual Classroom
The Consumer Duty formally imposes an actionable duty on regulated firms to deliver good outcomes for retail customers with a...
Third Party Oversight and Best Practices
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their...
Encouraging CASS Compliant Organisations through Regulatory Awareness and Technical Know-how
FourthLine Learning
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Professional Training
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From 1,400 GBP
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London
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Classroom
This course is an in-depth 2-day workshop which aims to cover all the key areas impacted by CASS and how...
Technology Solutions for CASS Challenges
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
This workshop looks in detail at the importance of developing reliable data sources and being able to access and utilise...
Guide on how to manage compliance to REACH within your company.
University of Greenwich
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Short University Courses
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From 420 GBP
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Chatham
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Classroom
REACH is a European Union regulation concerning the Registration, Evaluation, Authorisation and restriction of Chemicals. It came into force on...
Bank Regulation: Impact and Implications of Evolving Regimes
Moody's Analytics
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Professional Training
4.5
(8)
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Intermediate level
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From 1,795 GBP
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Multiple (2)
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Classroom
The 2008 financial crisis and subsequent bank failures led to major global regulatory change. This two-day course introduces the architecture...
The Extension of SM&CR and the Impact on Senior Management
FourthLine Learning
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Professional Training
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From 1,600 GBP
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London
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Classroom
The extension of the Senior Managers and Certification Regime (SM&CR) to investment firms in December 2019 represents a major overhaul...
Managing & Controlling Your CASS Audit
FourthLine Learning
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Professional Training
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From 799 GBP
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London
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Classroom
This course will provide participants with the knowledge, skills, ideas and frameworks to improve the proactive management and control of...
Tackling Financial Crime Through Integrated KYC and AML Techniques
FourthLine Learning
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Professional Training
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Beginner level
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From 799 GBP
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London
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Classroom
Leading financial institutions are rethinking their organisational structures to manage financial crime risk more effectively. The integration of and alignment...
Conduct, Culture and Ethics in Financial Services
FourthLine Learning
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Professional Training
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From 1,400 GBP
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London
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Classroom
The role and expectations of the Financial Services industry in society has fundamentally changed in the last decade. The business...
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