Course description
Since the introduction of the Senior Managers and Certification Regime (SM&CR) it has been a requirement to train staff members on the conduct rules. The rules are designed to set basic standards of behaviour in firms, our course explains the role these rules play in the regulatory environment and their importance before providing interactive examples to enable the learner to properly understand each rule and how it applies to them.
There are two tiers of conduct rules, the first applies to all staff and the second applies to senior managers. This course is designed for all staff subject to the first tier of the conduct rules, including those in the certification regime.
This course is designed for team members under the Certification Regime as well as all other team members who need to abide by the conduct rules. If you want to purchase the training in bulk for larger teams rather than per person, please reach out to us through the "Contact Provider" button.
Upcoming start dates
Training Course Content
- Welcome to the Course
- Introduction to the Conduct Rules
- The Senior Managers and Certification Regime
- The Conduct Rules
- The Consumer Duty
- Next Steps
Course delivery details
Features include:
- Access anywhere including on mobile devices
- No hosting required
- Request bespoke course design
- Bulk sign-up assistance
- Test at end to ensure learning
- Certificate of learning provided
- Track completion
- MI reporting
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RB Compliance Consultancy LTD
We are financial services training and consultancy experts. Our e-learning courses, reflecting our expertise, are focused on FCA and Data Protection Compliance. Our USP is engagement, our passion is to break the notion that compliance training is boring which we...