Course description
The SRA has recently published a warning notice which sets out what practices should do if client money goes missing.
Presented by Luke Dickinson, this webinar will go through the warning notice and explain what the SRA expect firms to do in the event of missing client money, what happens when you do not have enough money to cover the shortage, and the reporting requirements for such breaches.
Luke will share his experiences with missing client money and provide practical examples of what other practices have done to correctly deal with such incidents.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
The SRA has recently published a warning notice on missing client money. The warning notice sets out what practices should do if client money goes missing.
This webinar will go through the warning notice and explain what the SRA expect firms to do in the event of missing client money.
Expert speaker Luke Dickinson will share his experiences with missing client money and provide practical examples of what other practices have done to correctly deal with such incidents.
What You Will Learn
This webinar will cover the following:
- What the SRA expects firms to do in the event of a shortage
- What happens when you do not have enough money to cover the shortage
- What the reporting requirements are for such breaches
- A reporting accountant’s view on what firms should be doing to avoid shortages from the client account
Expenses
MBL Seminars Limited
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