Course description
As another year of mayhem closes, this one is proving to be even more challenging than most. And the icing on the cake? The SRA have been investigating all firms on their radar, looking for loopholes.
So, what can we expect from their visits? This virtual classroom seminar, presented by Trevor Hellawell, will explain it all. Important topics such as AML steps, sanctions, the register of overseas entities, SLAPP litigation arguments, and research into the unregulated sector will be covered. The future of SIF will be discussed, as well as topics to be aware of in 2023.
Before going freelance in 1999, Trevor was a full-time lecturer with the University of Law, and until recently, he was Head of Law Programmes at BPP. Be sure to tune in to benefit from his wealth of knowledge in this area.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
As another year of mayhem closes, this one is proving to be even more challenging than most.
To top it all, the SRA have been investigating all firms on their radar, looking for loopholes.
So, what can we expect from their visits?
This new virtual classroom seminar will explain all.
What You Will Learn
This live and interactive session will cover the following:
- AML steps
- Resourcing of key office holders
- RTFM problems
- Source of wealth and funds enquiries
- Sanctions and the register of overseas entities
- SLAPP litigation arguments
- Research into the unregulated sector
- The future of SIF
- More good news for 2023
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...