Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
This new virtual classroom seminar will delve into the FCA’s Consultation Paper CP23/24 Capital deduction for redress: personal investment firms.
The session will examine the research that has resulted in this consultation paper, and the implications for FCA regulated firms.
It will evaluate strategies firms can use to prepare for a potential shift to ‘Polluter Pays’, including enhanced compliance and risk management.
By the end of this session, you will be aware of changes that may arise from this initiative.
The session is suitable for financial advisors, paraplanners, compliance managers, and office managers of FCA authorised companies.
What You Will Learn
This live and interactive course will cover the following:
- The FCA’s CP23/24 - ‘polluter pays’ proposals
- The reasons behind the proposals
- How to best prepare for regulatory changes that may arise from this initiative
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...