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Professional Training

Outsourcing & Financial Services - How to Avoid Regulatory Problems - Learn Live

Length
3 hours
Next course start
2 December, 2024 See details
Course delivery
Virtual Classroom
Length
3 hours
Next course start
2 December, 2024 See details
Course delivery
Virtual Classroom

Course description

Modern financial services are increasingly reliant on outsourcing arrangements, particularly with the growth in digital transformation and cloud services. Properly managing these relationships is crucial - both to the stability and resilience of outsourcing institutions themselves, and to their wider regulatory compliance.


Presented by financial services regulation expert Thomas Howard, this virtual classroom seminar will provide an overview of the outsourcing rules that apply in the UK and EU and provide practical tips for negotiating and concluding outsourcing agreements, managing those agreements during their lifecycle, and ensuring the smooth transition or reintegration of services upon termination or expiry of those agreements.


The session is aimed at both financial services institutions looking to outsource functions and service providers looking to provide outsourced services to financial services institutions.

Upcoming start dates

1 start date available

2 December, 2024

  • Virtual Classroom
  • Online
  • English

Outcome / Qualification etc.

Following all MBL courses, a certificate of attendance will be provided for those who are required to evidence their CPD activity to a professional body.

Training Course Content

Introduction

Modern financial services are increasingly reliant on outsourcing arrangements, particularly with the growth in digital transformation and cloud services.

Properly managing these relationships is crucial - both to the stability and resilience of outsourcing institutions themselves, and to their wider regulatory compliance.

This new virtual classroom seminar will provide an overview of the outsourcing rules that apply in the UK and EU and provide practical tips for negotiating and concluding outsourcing agreements, managing those agreements during their lifecycle, and ensuring the smooth transition or reintegration of services upon termination or expiry of those agreements.

The session is aimed at both financial services institutions looking to outsource functions and service providers looking to provide outsourced services to financial services institutions.

Find out:

  • What is the definition of ‘outsourcing’ under the FCA Handbook and PRA Rulebook?
  • What rules apply to outsourcing under the FCA and PRA regulatory frameworks
  • What is the definition of ‘outsourcing’ under the guidelines issued by the European Supervisory Agencies?
  • What rules apply to outsourcing under the guidelines issued by the European Supervisory Agencies
  • What the challenges are in moving to the cloud (and how to deal with them)

What You Will Learn

This live and interactive session will cover the following:

  • Practical advice on your regulatory obligations when outsourcing
  • Practical advice on negotiating outsourcing agreements
  • Outsourcing to the cloud - challenges and solutions
  • Lifecycle management and dealing with issues in the course of a contract
  • Ensuring an orderly transition or reintegration of services on termination or expiry of an outsourcing agreement

Expenses

From £144
MBL Seminars Limited
C/o Law Business Research
Holborn Gate, 330 High Holborn
WC1V 7QT London

MBL Seminars Limited

With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...

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