Course description
The Financial Conduct Authority’s Handbook contains rules and guidance for financial services.
This in-person, full day course with data protection specialist Kristy Gouldsmith will link the requirements of the Handbook to the requirements of data protection law and is a ‘must attend’ for all those in financial services.
The course will cover a range of topics including required policies, customer due diligence, marketing, staff vetting and the rights of data subjects.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
The Financial Conduct Authority’s Handbook contains rules and guidance for financial services.
This new full day course will link the requirements of the Handbook to the requirements of data protection law and is a ‘must attend’ for all those in financial services.
The course will cover a range of topics including required policies, customer due diligence, marketing, staff vetting and the rights of data subjects.
What You Will Learn
This course will cover the following:
- Recap of the GDPR and Data Protection Act 2018/how they work with the FCA Handbook
- Information management
- Information security
- DPO
- Customer due diligence and AML
- Politically exposed persons
- Financial crime reporting
- Staff appointments and vetting
- Contractors and Independent Financial Advisors
- Scams
- Marketing
- Rights of the data subject
- Data breaches
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...