Course description
Larger law firms face a more complex compliance challenge than smaller firms, due to their size, deeper and more complex specialisms, and less developed practical knowledge about the evolving regulatory framework of bigger teams in practice.
Presented by compliance expert Paul Bennett, this practical webinar is designed to help larger law firms embed best practice and to learn from the mistakes of others. It will focus on taking the lessons from caselaw and SRA investigations and using that material to assist larger law firms in creating a compliance to-do list.
Paul will discuss high risk practice areas; sanctions and doing business internationally; anti-money laundering; client confidentiality; the risks associated with artificial intelligence; and much more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
Larger law firms face a more complex compliance challenge than smaller firms, due to their size, due to deeper and more complex specialisms and the less developed practical knowledge about the evolving regulatory framework of bigger teams in practice.
Presented by compliance expert Paul Bennett, this practical webinar is designed to help larger law firms embed best practice and to learn from the mistakes of others. It will focus on taking the lessons from caselaw and SRA investigations and using that material to assist larger law firms in creating a compliance to-do list.
What You Will Learn
This webinar will cover the following:
- Compliance - what should be on your agenda now as a larger law firm?
- The view of the regulators - what are they concerned about and why?
- High risk practice areas - how to manage the risks arising from these
- Provision of a banking facility - what the caselaw tells us is misunderstood in larger firms regarding Rule 3.3 of the Solicitors Accounts Rules
- Sanctions and doing business internationally
- Anti-money laundering - what do the enforcement cases indicate?
- Client confidentiality - what do larger law firms get wrong and why?
- Conflicts of interest and why larger law firms need to address their own interest conflict risk
- The risks associated with artificial intelligence
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...