Course description
You know the content of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (AML Regulations), but how do you take it up a notch to ensure best level compliance?
Presented by compliance expert Rebecca Atkinson, this webinar will consider the more knotty issues of compliance and how best to tackle them.
Rebecca will answer important questions such as: how can you best utilise technology in your onboarding process? Should you be file reviewing for compliance and how might this be done? Should you have different onboarding processes for different types of work? Tune in to find out the answers to these questions and more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
You know the content of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (AML Regulations), but how do you take it up a notch to ensure best level compliance?
Presented by compliance expert Rebecca Atkinson, this webinar will consider more knotty issues of compliance and how best to tackle them.
What You Will Learn
This webinar will cover the following:
- How do you get buy in and understanding of your practice wide risk assessment
- Are your people undertaking client and matter risk assessments?
- How best can you utilise technology in your onboarding processes?
- Should you have different onboarding processes for different types of work?
- What can you learn from the SRA's latest reviews and publications?
- Should you be file reviewing for compliance and how might that be done?
- The latest amendments to legislation and what is coming up
- Cannabis, Chinese money in breach of local rules, proliferation finance - what is the problem?
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...