Course description
Evidencing ‘compliance’ is no longer the right way to interpret what the FCA is looking for and it is vital that firms continue to look ahead at this new era, in order to keep pace. This short webinar is aimed at those who want to be ‘switched on’ to what lies ahead.
Presented by financial compliance expert Robert Bell, this webinar will help you to define your frame of reference and fully understand what lies behind SMCR as a new era of regulation.
Robert will talk implementing your future compliance framework, doing away with a ‘tick-box’ exercise, encouraging the right behaviours and more.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
There is a danger in thinking that it is now ‘business as usual’ - however, this was only the start of continued and progressive change within FCA authorised firms.
This short webinar is aimed at those who want to be ‘switched on’ to what lies ahead.
Evidencing ‘compliance’ is no longer the right way to interpret what the FCA is looking for and it is vital that firms continue to look ahead at this new era, in order to keep pace.
The webinar will help you to define your frame of reference and fully understand what lies behind SMCR as a new era of regulation.
What You Will Learn
This webinar will cover the following:
- How the financial services environment is changing
- Doing away with a ‘tick-box’ exercise
- Implementing your future compliance framework
- Encouraging the right behaviours
- Examining best business practice
Expenses
MBL Seminars Limited
With over 1,000 expert speakers covering more than 3,360 different topics, our course portfolio is vast and can be delivered either online or in-person. With over 450 years of collective professional development experience, we are proud to be trusted to...