Course description
We offer a unique opportunity to complete this course remotely via live virtual session conducted by a senior market practitioner.
This is the last public edition of this programme.
A series of excesses in the Banking and Financial Services industry culminating in the financial crisis and the Euro Zone and emerging markets crises, have resulted in a regulatory overhaul of the industry by the Central Banking regulators (BCBS) the Securities and Markets regulators (IOSCO), Insurance regulators (IAIS). These regulatory drivers, combined with emerging Financial Technologies (FinTech), have led to the rise of Regulatory Technologies, or RegTech. As a result of these developments, regulators and supervisory authorities are updating their technology and operating models for better data gathering and analysis, supervision and monitoring, giving rise to Supervisory Technologies or SupTech. This course provides a comprehensive introduction to both RegTech and SupTech, with key synergies and future operating models.
The course provides regulatory background for global Regulatory Technology (RegTech) and Supervisory Technology (SupTech)sectors, with the focus on the evolution of the RegTech and SupTech withinFinancial Services and Insurance/Tax regulations.
The sessions provide background and concepts of key business areas for RegTech and SupTech including Financial Crime Compliance, Data and Privacy Compliance and Network Security, Governance and Risk Management, Tax Compliance, and Market Surveillance, Monitoring and Reporting technologies.
This workshop coverskey technology and analytics drivers for RegTech and SupTech, within banking and financial services in the US, EMEA and APAC.
Course content
By attending this course you will:
- Gain a solid understanding of the RegTech and SupTech landscape globally
- Learn about the specific RegTech and SupTech terminologies and operating systems used
- Get familiar with the practical aspects of RegTech and SupTech within Retail and Institutional Banking, Corporate finance, Asset Management, Insurance and Tax regimes
Main topics
- Background and Scope
- Application of RegTech and Sup Tech in Data and Privacy Compliance, Network Security
- Applications in Governance and Risk Management including some of the key regulations such as Basel III/CRD IV, IFR/IFD, IFPR, Dodd Frank and EMIR, MIFID II, SMCR and SG/Ireland IAC
- Use of RegTech and SupTech in Tax Compliance
- Monitoring and Reporting
- Key Technology and Analytics Drivers for Regulatory and Supervisory Analysis
Suitability - Who should attend?
- Banking and Markets Regulators – Analysts and Managers
- Investment and Operations Analysts and Managers
- Banking Technology Managers
- Banking and Markets Regulatory analysts
- Compliance
- Audit Managers and analysts
- HR Managers
Outcome / Qualification etc.
Course Certificate on completion
Course delivery details
We offer this course for both individual students, as well as the ability to book them as private in house training for companies looking to train employees.
Expenses
Virtual: Early Bird price is £1850 + VAT, regular price is £2095 + VAT. 5% discount for 2 and 10% for 3 people.
There is no VAT for institutional participants from outside of the UK and individuals outside of the EU
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Eureka Financial
Eureka Financial is a provider of banking, finance, regulatory, risk and wealth management training courses. We also offer some business management and soft skills training programmes. Based in London, UK, we organise public courses in London as well as tailored in-house...