Course description
One of the biggest changes to FCA regulation in recent years has been the Senior Management & Certification Regime. A major component of the SMCR is the need to ensure that senior managers and certification regime staff are fit and proper both at recruitment and annually thereafter.
This virtual classroom seminar digs into the detail of assessments and will help you identify the assessment areas, comprehend the questions asked and build your own fit and proper assessment. It will act as a benchmark against others in your sector.
The live and interactive session is presented by Robert Bell, a highly regarded financial compliance expert whose consultancy has a proven track record of assisting firms through FCA & OFT authorisation.
Upcoming start dates
Outcome / Qualification etc.
Training Course Content
Introduction
One of the biggest changes to FCA regulation in recent years has been the Senior Management & Certification Regime.
A major component of the SMCR is the need to ensure that senior managers and certification regime staff are fit and proper both at recruitment and annually thereafter.
This new virtual classroom seminar digs into the detail of assessments and will help you identify the assessment areas, comprehend the questions asked and build your own fit and proper assessment.
It will act as a benchmark against others in your sector.
What You Will Learn
This live and interactive session will cover the following:
- A reminder of SMCR
- FCA’s Requirements under FIT
- Assessments
- Hiring
- Annual
- Key components
- Factoring in the Conduct Rules
Expenses
MBL Seminars Limited
MBL is a leading learning and development provider for professional service firms. Over the past 18 years, more than 198,000 people across 23,000 different organisations spanning 81 countries, have chosen us to deliver their training. With over 800 expert speakers...